SEC Form 4/A · accession 0000950142-15-001171
Apollo Global Management LLC · APO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
AP Professional Holdings, L.P.
10% Owner
Period of report
May 19, 2015
Accepted (ET)
May 26, 2015 · 6:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001411494
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Apollo Operating Group unitsF1,F2,F3,F4 | — | May 19, 2015 | J | 59,000 | D | — | — | Class A shares | 59,000 | 220,660,976 | D |
Explanation of responses
- F1The reporting person's original Form 4 filed on May 19, 2015 (the "Original Form 4") reported that 82,000 Apollo Operating Group units were distributed to certain of its limited partners on May 19, 2015 and a corresponding number of Class A shares of Apollo Global Management, LLC (the "Issuer"), were issued in exchange for such Apollo Operating Group units. The Original Form 4 incorrectly included 23,000 Apollo Operating Group units that were distributed by the reporting person to one of its limited partners on May 21, 2015, and not May 19, 2015, which will be reported in a separate Form 4 by the reporting person. (Cont'd in FN 2)
- F2(Cont'd from FN 1) The 59,000 Apollo Operating Group units reported herein were distributed by the reporting person on May 19, 2015 to one of its limited partners. These 59,000 Apollo Operating Group units were then exchanged on May 19, 2015 for Class A shares of the Issuer on a one-for-one basis pursuant to the terms of the Exchange Agreement (as defined in footnote (3) below).
- F3Each Apollo Operating Group unit represents a right to receive one Class A share of the Issuer subject to the restrictions and provisions set forth in the Third Amended and Restated Exchange Agreement, dated May 7, 2015, by and among the Issuer, the reporting person and the other parties thereto (the "Exchange Agreement").
- F4The Apollo Operating Group units do not expire.