SEC Form 4 · accession 0000899243-17-011925
Apollo Global Management LLC · APO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc J Rowan
Officer — Senior Managing Director · Director · 10% Owner
Period of report
May 2, 2017
Accepted (ET)
May 4, 2017 · 7:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001411494
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A SharesF1,F2 | May 2, 2017 | S | 565,900 | $26.7591 | D | 495,397 | I | See Footnote |
| Class A SharesF3,F2 | May 3, 2017 | S | 346,043 | $26.4952 | D | 149,354 | I | See Footnote |
| Class A SharesF4,F2 | May 4, 2017 | S | 149,354 | $26.0839 | D | 0 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.63 to $26.95, inclusive. The reporting person undertakes to provide to Apollo Global Management, LLC (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (3) and (4) to this Form 4.
- F2By MJR Foundation (Cayman) LLC, which is wholly owned directly and indirectly by MJR Foundation LLC. MJR Foundation (Cayman) LLC and MJR Foundation LLC are estate planning vehicles for which voting and investment control are exercised by the reporting person.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.38 to $26.75, inclusive.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.00 to $26.46, inclusive.