SEC Form 4 · accession 0001209191-18-012336
BLACKHAWK NETWORK HOLDINGS, INC · HAWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Y Tauscher
Officer — Executive Chairman · Director
Period of report
Feb 20, 2018
Accepted (ET)
Feb 22, 2018 · 4:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001411488
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Share UnitsF1,F2 | $0.00 | Feb 20, 2018 | A | 5,635 | A | Jan 3, 2019 | — | Common Stock | 5,635 | 5,635 | D |
| Performance Share UnitsF3,F2 | $0.00 | Feb 20, 2018 | A | 5,293 | A | Jan 2, 2020 | — | Common Stock | 5,293 | 5,293 | D |
Explanation of responses
- F1Represents Performance Share Units ("PSUs") earned by the Reporting person pursuant to a 2016 Performance Share Award Agreement between the Reporting Person and the Issuer under the Issuer's 2013 Equity Incentive Award Plan. The Compensation Committee of the Issuer certified achievement of the performance goals for the Reporting Person at a meeting of the Compensation Committee on February 20, 2018.
- F2Each PSU will convert into one (1) share of the Issuer's Common Stock upon vesting and settlement.
- F3Represents PSUs earned by the Reporting person pursuant to a 2017 Performance Share Award Agreement between the Reporting Person and the Issuer under the Issuer's 2013 Equity Incentive Award Plan. The Compensation Committee of the Issuer certified achievement of the performance goals for the Reporting Person at a meeting of the Compensation Committee on February 20, 2018.