SEC Form 4 · accession 0001209191-17-047321
BLACKHAWK NETWORK HOLDINGS, INC · HAWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kirsten E Richesson
Officer — General Counsel and Secretary
Period of report
Aug 1, 2017
Accepted (ET)
Aug 3, 2017 · 4:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001411488
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 1, 2017 | M | 2,500 | — | A | 24,169 | D | |
| Common StockF2 | Aug 1, 2017 | F | 939 | $43.60 | D | 23,230 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit (RSU)F3 | — | Aug 1, 2017 | M | 2,500 | D | — | — | Common Stock | 2,500 | 5,000 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of the Company's Common Stock.
- F2Shares withheld by the Company to satisfy tax withholding obligation.
- F3The restricted stock units vest pursuant to the following schedule: Twenty-Five Percent (25%) of the shares subject to the restricted stock units vest on each of the first, second, third, and fourth anniversary of August 1, 2015, subject to the Reporting Person's continued employment or service relationship with the Company on each such vesting date.