SEC Form 4 · accession 0001209191-17-047128
BLACKHAWK NETWORK HOLDINGS, INC · HAWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joan B Lockie
Officer — Chief Accounting Officer
Period of report
Jul 31, 2017
Accepted (ET)
Aug 2, 2017 · 4:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001411488
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 31, 2017 | M | 2,000 | $21.031 | A | 17,168 | D | |
| Common Stock | Jul 31, 2017 | S | 2,000 | $43.9135 | D | 15,168 | D | |
| Common Stock | Jul 31, 2017 | S | 543 | $43.9364 | D | 14,625 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $21.031 | Jul 31, 2017 | M | 2,000 | D | — | Aug 23, 2018 | Common Stock | 2,000 | 0 | D |
Explanation of responses
- F1The shares vest pursuant to the following schedule: Twenty Percent (20%) of the shares subject to the option vest on each of the first, second, third, fourth and fifth anniversary of August 8, 2011, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date.