SEC Form 4 · accession 0001209191-15-078558
BLACKHAWK NETWORK HOLDINGS, INC · HAWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arun Sarin
Director
Period of report
Nov 2, 2015
Accepted (ET)
Nov 4, 2015 · 8:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001411488
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 2, 2015 | M | 5,000 | $12.271 | A | 16,322 | D | |
| Common Stock | Nov 2, 2015 | S | 5,000 | $44.00 | D | 11,322 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $12.271 | Nov 2, 2015 | M | 5,000 | D | — | Sep 23, 2016 | Common Stock | 5,000 | 25,000 | D |
Explanation of responses
- F1The shares vest pursuant to the following schedule: Twenty Percent (20%) of the shares subject to the option vest on each of the first, second, third, fourth and fifth anniversary of August 24, 2009, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date.