SEC Form 4 · accession 0001209191-15-077320
BLACKHAWK NETWORK HOLDINGS, INC · HAWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arun Sarin
Director
Period of report
Oct 28, 2015
Accepted (ET)
Oct 29, 2015 · 6:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001411488
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 28, 2015 | M | 10,000 | $12.271 | A | 21,322 | D | |
| Common Stock | Oct 28, 2015 | S | 10,000 | $42.00 | D | 11,322 | D | |
| Common Stock | Oct 28, 2015 | M | 10,000 | $12.271 | A | 21,322 | D | |
| Common Stock | Oct 28, 2015 | S | 10,000 | $43.00 | D | 11,322 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $12.271 | Oct 28, 2015 | M | 10,000 | D | — | Sep 23, 2016 | Common Stock | 10,000 | 40,000 | D |
| Stock Option (Right to Buy)F1 | $12.271 | Oct 28, 2015 | M | 10,000 | D | — | Sep 23, 2016 | Common Stock | 10,000 | 30,000 | D |
Explanation of responses
- F1The shares vest pursuant to the following schedule: Twenty Percent (20%) of the shares subject to the option vest on each of the first, second, third, fourth and fifth anniversary of August 24, 2009, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date.