SEC Form 4 · accession 0001209191-15-042958
BLACKHAWK NETWORK HOLDINGS, INC · HAWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher C Crum
Officer — SVP, Sales
Period of report
May 12, 2015
Accepted (ET)
May 14, 2015 · 6:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001411488
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | May 12, 2015 | M | 6,538 | $26.73 | A | 6,538 | D | |
| Class A Common Stock | May 12, 2015 | S | 6,538 | $37.00 | D | 0 | D | |
| Class B Common Stock | May 12, 2015 | M | 5,625 | $20.00 | A | 7,625 | D | |
| Class B Common Stock | May 12, 2015 | S | 5,625 | $37.00 | D | 2,000 | D | |
| Class B Common Stock | May 14, 2015 | S | 2,000 | $37.8025 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $26.73 | May 12, 2015 | M | 6,538 | D | — | Mar 12, 2021 | D | 6,538 | 19,612 | D |
| Stock Option (Right to Buy)F2 | $20.00 | May 12, 2015 | M | 5,625 | D | — | Mar 26, 2020 | D | 5,625 | 11,250 | D |
Explanation of responses
- F1The shares vest pursuant to the following schedule: Twenty-Five Percent (25%) of the shares subject to the option vest on each of the first, second, third, and fourth anniversary of March 12, 2014, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date.
- F2The shares vest pursuant to the following schedule: Twenty-Five Percent (25%) of the shares subject to the option vest on each of the first, second, third, and fourth anniversary of March 26, 2013, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date.