SEC Form 4/A · accession 0001209191-15-029038
BLACKHAWK NETWORK HOLDINGS, INC · HAWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
David C Tate
Officer — SVP, Products and Marketing
Period of report
Feb 23, 2015
Accepted (ET)
Mar 24, 2015 · 9:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001411488
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Shares (PSU)F1,F2,F3 | — | Feb 23, 2015 | A | 14,310 | A | — | — | Class A Common Stock | 14,310 | 14,310 | D |
Explanation of responses
- F1This Form 4/A is being filed to correct the number of shares earned by the Reporting Person under the 2014 performance share award reported on the Form 4/A filed on March 5, 2015. On March 20, 2015, the Compensation Committee certified a higher percentage attainment of 2014 performance criteria. This Form 4/A reports the adjusted aggregate number of shares earned by the Reporting Person under the 2014 performance share award.
- F2Represents the performance shares earned under the 2014 performance share award as of February 23, 2015, at which date the Compensation Committee originally certified the extent to which the 2014 performance criteria were met. Each earned performance share represents the contingent right to receive one share of Class A Common Stock.
- F3Each performance share will convert into one share of Class A Common Stock upon vesting and settlement on January 3, 2017.