SEC Form 4 · accession 0001209191-15-027310
BLACKHAWK NETWORK HOLDINGS, INC · HAWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jerry N Ulrich
Officer — CFO & Chief Admin Officer
Period of report
Mar 13, 2015
Accepted (ET)
Mar 17, 2015 · 8:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001411488
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common Stock | Mar 13, 2015 | M | 15,000 | $6.63 | A | 49,000 | D | |
| Class B Common Stock | Mar 13, 2015 | S | 15,000 | $34.00 | D | 34,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $6.63 | Mar 13, 2015 | M | 15,000 | D | — | Apr 25, 2015 | Class B Common Stock | 15,000 | 0 | D |
Explanation of responses
- F1The shares vest pursuant to the following schedule: Twenty Percent (20%) of the shares subject to the option vest on each of the first, second, third, fourth and fifth anniversary of April 15, 2008, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date.