SEC Form 4/A · accession 0001209191-15-023254

BLACKHAWK NETWORK HOLDINGS, INC · HAWK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Officer — CFO & Chief Admin Officer

Period of report

Feb 23, 2015

Accepted (ET)

Mar 5, 2015 · 9:47 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001411488

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1	holding	—	—		—	1,010	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F2	$39.11	Feb 23, 2015	A	32,250	A	—	Feb 23, 2022	Class A Common Stock	32,250	32,250	D
Restricted Stock Unit (RSU)^F3,F4	—	Feb 23, 2015	A	9,850	A	—	—	Class A Common Stock	9,850	9,850	D
Performance Shares (PSU)^F5,F6	—	Feb 23, 2015	A	18,288	A	—	—	Class A Common Stock	18,288	18,288	D

F1Includes 649 shares acquired under the Blackhawk Network Holdings, Inc. 2013 Employee Stock Purchase Plan ("ESPP") on April 30, 2014 and 362 shares on October 31, 2014. The ESPP shares were acquired in transactions exempt from Section 16(b).
F2The shares vest pursuant to the following schedule: Twenty-Five Percent (25%) of the shares subject to the option vest on each of the first, second, third, and fourth anniversary of February 23, 2015, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date.
F3Each restricted stock unit represents a contingent right to receive one share of the Company's Class A Common Stock.
F4The restricted stock units vest pursuant to the following schedule: Twenty-Five Percent (25%) of the shares subject to the option vest on each of the first, second, third, and fourth anniversary of February 23, 2015, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date.
F5Represents the performance shares earned under the 2014 performance share award as of February 23, 2015, at which date the Compensation Committee certified the extent to which the 2014 performance criteria were met. Each earned performance share represents the contingent right to receive one share of Class A Common Stock.
F6Each performance share will convert into one share of Class A Common Stock upon vesting and settlement on January 3, 2017.