SEC Form 4/A · accession 0001209191-15-023252
BLACKHAWK NETWORK HOLDINGS, INC · HAWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Roche L Talbott Hoskins
Officer — President
Period of report
Feb 23, 2015
Accepted (ET)
Mar 5, 2015 · 9:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001411488
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $39.11 | Feb 23, 2015 | A | 69,000 | A | — | Feb 23, 2022 | Class A Common Stock | 69,000 | 69,000 | D |
| Restricted Stock Unit (RSU)F2,F3 | — | Feb 23, 2015 | A | 21,100 | A | — | — | Class A Common Stock | 21,100 | 21,100 | D |
| Performance Shares (PSU)F4,F5 | — | Feb 23, 2015 | A | 36,750 | A | — | — | Class A Common Stock | 36,750 | 36,750 | D |
Explanation of responses
- F1The shares vest pursuant to the following schedule: Twenty-Five Percent (25%) of the shares subject to the option vest on each of the first, second, third, and fourth anniversary of February 23, 2015, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date.
- F2Each restricted stock unit represents a contingent right to receive one share of the Company's Class A Common Stock.
- F3The restricted stock units vest pursuant to the following schedule: Twenty-Five Percent (25%) of the shares subject to the option vest on each of the first, second, third, and fourth anniversary of February 23, 2015, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date.
- F4Represents the performance shares earned under the 2014 performance share award as of February 23, 2015, at which date the Compensation Committee certified the extent to which the 2014 performance criteria were met. Each earned performance share represents the contingent right to receive one share of Class A Common Stock.
- F5Each performance share will convert into one share of Class A Common Stock upon vesting and settlement on January 3, 2017.