SEC Form 4 · accession 0001209191-15-018836
BLACKHAWK NETWORK HOLDINGS, INC · HAWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
David C Tate
Officer — SVP, Products and Marketing
Period of report
Feb 23, 2015
Accepted (ET)
Feb 25, 2015 · 8:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001411488
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $39.11 | Feb 23, 2015 | A | 19,750 | A | — | Feb 23, 2022 | Class A Common Stock | 19,750 | 19,750 | D |
| Restricted Stock Unit (RSU)F2,F3 | — | Feb 23, 2015 | A | 6,050 | A | — | — | Class A Common Stock | 6,050 | 6,050 | D |
Explanation of responses
- F1The shares vest pursuant to the following schedule: Twenty-Five Percent (25%) of the shares subject to the option vest on each of the first, second, third, and fourth anniversary of February 23, 2015, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date.
- F2Each restricted stock unit represents a contingent right to receive one share of the Company's Class A Common Stock.
- F3The restricted stock units vest pursuant to the following schedule: Twenty-Five Percent (25%) of the shares subject to the option vest on each of the first, second, third, and fourth anniversary of February 23, 2015, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date.