SEC Form 4 · accession 0001140361-16-062934

Cape Bancorp, Inc. · CBNJ

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP/COO

Period of report

May 2, 2016

Accepted (ET)

May 3, 2016 · 12:31 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001411303

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	D/I	Nature of ownership
Common Stock^F1	May 2, 2016	J	39,796	—	D	D
Common Stock^F1	May 2, 2016	J	4,208	—	D	I	By Spouse
Common Stock^F1	May 2, 2016	J	367	—	D	I	By IRA
Common Stock^F1	May 2, 2016	J	17,389	—	D	I	By 401(k)
Common Stock^F1	May 2, 2016	J	532	—	D	I	By ESOP

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options^F2	$9.90	May 2, 2016	J	60,000	D	Jul 20, 2016	Jul 20, 2025	Common Stock	60,000	0	D
Stock Options^F2	$8.82	May 2, 2016	J	19,203	D	Jan 2, 2016	Jan 2, 2022	Common Stock	19,203	0	D

F1Each share of common stock was converted into and became exchangeable for the right to receive (i) $2.25 in cash and (ii) 0.6375 of a share of OceanFirst Financial Corp. common stock.
F2Each option was converted into an option to purchase a number of shares of OceanFirst Financial Corp. common stock (rounded down to the nearest whole share) determined by multiplying (i) the number of shares of Cape Bancorp, Inc. common stock subject to such stock option by (ii) 0.75, at a per share exercise price (rounded up to the nearest whole cent) equal to the quotient obtained by dividing (a) the per share exercise price for each share of Cape Bancorp, Inc. common stock subject to such option by (b) 0.75.