SEC Form 5 · accession 0001140361-16-049758

Cape Bancorp, Inc. · CBNJ

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Dec 31, 2015

Accepted (ET)

Feb 2, 2016 · 4:11 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001411303

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Aug 17, 2015	L	86	$10.90	A	14,461	D
Common Stock	Aug 17, 2015	L	202	$10.90	A	22,202	I	By IRA
Common Stock	Aug 17, 2015	L	74	$10.90	A	69,231	I	By Spouse
Common Stock	Aug 17, 2015	L	23	$10.90	A	2,523	I	By Spouse's IRA
Common Stock	Nov 17, 2015	L	74	$12.81	A	14,535	D
Common Stock	Nov 17, 2015	L	173	$12.81	A	22,375	I	By IRA
Common Stock	Nov 17, 2015	L	100	$12.81	A	69,331	I	By Spouse
Common Stock	Nov 17, 2015	L	19	$12.81	A	2,542	I	By Spouse's IRA

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options^F1	$7.68	holding	—	—	—	Jul 1, 2011	Jun 28, 2020	Common Stock	2,950	2,950	D