SEC Form 5 · accession 0001140361-16-049757
Cape Bancorp, Inc. · CBNJ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Althea Skeels
Director
Period of report
Dec 31, 2015
Accepted (ET)
Feb 2, 2016 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001411303
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 17, 2015 | L | 85 | $10.9139 | A | 15,764 | D | |
| Common Stock | Aug 17, 2015 | L | 39 | $10.9139 | A | 4,286 | I | By IRA |
| Common Stock | Nov 17, 2015 | L | 73 | $12.782 | A | 15,837 | D | |
| Common Stock | Nov 17, 2015 | L | 33 | $12.782 | A | 4,319 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $9.04 | holding | — | — | — | Sep 16, 2014 | Sep 16, 2023 | Common Stock | 2,950 | 2,950 | D |
Explanation of responses
- F1Stock Options vest at a rate of 20% per year commencing on September 16, 2014.