SEC Form 4 · accession 0001140361-15-040747
Cape Bancorp, Inc. · CBNJ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas K Ritter
Director
Period of report
Nov 9, 2015
Accepted (ET)
Nov 12, 2015 · 12:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001411303
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 9, 2015 | S | 6,412 | $13.00 | D | 48,588 | I | By Company |
| Common Stock | holding | — | — | — | 6,375 | D | ||
| Common Stock | holding | — | — | — | 107,389 | I | By spouse | |
| Common Stock | holding | — | — | — | 10,000 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $7.68 | holding | — | — | — | Jul 1, 2011 | Jun 28, 2020 | Common Stock | 2,950 | 2,950 | D |