SEC Form 4 · accession 0001140361-15-028276
Cape Bancorp, Inc. · CBNJ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward J Geletka
Officer — EVP/COO
Period of report
Jul 20, 2015
Accepted (ET)
Jul 22, 2015 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001411303
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 39,796 | D | ||
| Common Stock | holding | — | — | — | 4,208 | I | By Spouse | |
| Common Stock | holding | — | — | — | 367 | I | By IRA | |
| Common Stock | holding | — | — | — | 25,812 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 16,599 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $9.90 | Jul 20, 2015 | A | 60,000 | A | Jul 20, 2016 | Jul 20, 2025 | Common Stock | 60,000 | 60,000 | D |
| Stock OptionsF2 | $8.82 | holding | — | — | — | Jan 2, 2016 | Jan 2, 2022 | Common Stock | 19,203 | 19,203 | D |
Explanation of responses
- F1Stock options vest at a rate of 20% per year commencing on July 20, 2016.
- F2Stock options vest at a rate of 50% per year commencing on January 2, 2016.