SEC Form 4 · accession 0001140361-15-024597
Cape Bancorp, Inc. · CBNJ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas K Ritter
Director
Period of report
Jun 15, 2015
Accepted (ET)
Jun 17, 2015 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001411303
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 15, 2015 | A | 4,000 | $0.00 | A | 6,375 | D | |
| Common Stock | holding | — | — | — | 10,000 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 107,389 | I | By spouse | |
| Common Stock | holding | — | — | — | 55,000 | I | By Company |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $7.68 | holding | — | — | — | Jul 1, 2011 | Jun 28, 2020 | Common Stock | 2,950 | 2,950 | D |
Explanation of responses
- F1Shares of Restricted Stock vest at a rate of 20% per year commencing on June 15, 2016.
- F2Stock Options vest at a rate of 20% per year commencing on July 1, 2011.