SEC Form 4 · accession 0001140361-15-017145
Cape Bancorp, Inc. · CBNJ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James F. Deutsch
Director
Period of report
Apr 29, 2015
Accepted (ET)
May 1, 2015 · 10:47 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001411303
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 29, 2015 | P | 10,000 | $9.5486 | A | 1,455,472 | I | By Partnership |
| Common Stock | holding | — | — | — | 1,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Patriot Financial Partners, GP, L.P. ("Patriot GP") is the sole general partner of each of Patriot Financial Partners, L.P. and Patriot Financial Partners Parallel, L.P. (together, the "Funds".) The Funds own 1,455,472 shares of the Issuer's common stock. Accordingly, securities owned by the Funds may be regarded as being beneficially owned by Patriot GP. Patriot Financial Partners GP, LLC ("Patriot LLC") is the general partner of Patriot GP. Accordingly, securities owned or deemed beneficially owned by Patriot GP may be regarded as being beneficially owned by Patriot LLC. W. Kirk Wycoff, James J. Lynch, and Ira M. Lubert are general partners of the Funds and managing members of Patriot LLC.
- F2Messrs. Wycoff, Lynch, and Lubert disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein and this report shall not be an admission that they are beneficial owners of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934.