SEC Form 4 · accession 0001140361-15-017144
Cape Bancorp, Inc. · CBNJ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roy Goldberg
Director
Period of report
Apr 29, 2015
Accepted (ET)
May 1, 2015 · 10:46 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001411303
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 29, 2015 | S | 500 | $9.506 | D | 2,875 | D | |
| Common Stock | Apr 29, 2015 | S | 500 | $9.5712 | D | 2,375 | D | |
| Common Stock | Apr 29, 2015 | S | 223 | $9.5747 | D | 0 | I | By Son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $9.04 | holding | — | — | — | Sep 16, 2014 | Sep 16, 2023 | Common Stock | 2,950 | 2,950 | D |
Explanation of responses
- F1Stock Options vest at a rate of 20% per year commencing on September 16, 2014.