SEC Form 4 · accession 0001140361-15-016762
Cape Bancorp, Inc. · CBNJ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Hugh J McCaffrey
Director
Period of report
Apr 27, 2015
Accepted (ET)
Apr 29, 2015 · 12:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001411303
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 27, 2015 | A | 1,000 | $0.00 | A | 7,872 | D | |
| Common Stock | holding | — | — | — | 4,904 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF3 | $8.82 | holding | — | — | — | Jan 2, 2016 | Jan 2, 2022 | Common Stock | 6,481 | 6,481 | D |
Explanation of responses
- F1Shares of Restricted Stock vest at 100% on April 27, 2016.
- F2Includes 1,296 shares of Restricted Stock which vest at a rate of 50% per year commencing on January 2, 2016.
- F3Remaining stock options vest at a rate of 50% per year commencing on January 2, 2016.