SEC Form 4 · accession 0001140361-15-012428

Cape Bancorp, Inc. · CBNJ

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Mar 16, 2015

Accepted (ET)

Mar 18, 2015 · 12:34 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001411303

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Mar 16, 2015	P	12,714	$9.1392	A	1,440,460	I	By Partnership
Common Stock	holding	—	—		—	1,275	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options^F3	$7.68	holding	—	—	—	Jul 1, 2011	Jun 28, 2020	Common Stock	2,950	2,950	D

F1Patriot Financial Partners, GP, L.P. ("Patriot GP") is the sole general partner of each of Patriot Financial Partners, L.P. and Patriot Financial Partners Parallel, L.P. (together, the "Funds".) The Funds own 1,440,460 shares of the Issuer's common stock. Accordingly, securities owned by the Funds may be regarded as being beneficially owned by Patriot GP. Patriot Financial Partners GP, LLC ("Patriot LLC") is the general partner of Patriot GP. Accordingly, securities owned or deemed beneficially owned by Patriot GP may be regarded as being beneficially owned by Patriot LLC. W. Kirk Wycoff, James J. Lynch, and Ira M. Lubert are general partners of the Funds and managing members of Patriot LLC.
F2Messrs. Wycoff, Lynch, and Lubert disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein and this report shall not be an admission that they are beneficial owners of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934.
F3Stock Options vest at a rate of 20% per year commencing on July 1, 2011.