SEC Form 4 · accession 0001140361-15-008018
Cape Bancorp, Inc. · CBNJ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
James J Lynch
Director
Period of report
Feb 17, 2015
Accepted (ET)
Feb 19, 2015 · 6:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001411303
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 17, 2015 | A | 1,000 | $0.00 | A | 1,275 | D | |
| Common StockF2,F3 | holding | — | — | — | 1,381,905 | I | By Partnership |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF4 | $7.68 | holding | — | — | — | Jul 1, 2011 | Jun 28, 2020 | Common Stoc k | 2,950 | 2,950 | D |
Explanation of responses
- F1Shares of Restricted Stock vest at 100% on February 17, 2016.
- F2Patriot Financial Partners, GP, L.P. ("Patriot GP") is the sole general partner of each of Patriot Financial Partners, L.P. and Patriot Financial Partners Parallel, L.P. (together, the "Funds".) The Funds own 1,381,905 shares of the Issuer's common stock. Accordingly, securities owned by the Funds may be regarded as being beneficially owned by Patriot GP. Patriot Financial Partners GP, LLC ("Patriot LLC") is the general partner of Patriot GP. Accordingly, securities owned or deemed beneficially owned by Patriot GP may be regarded as being beneficially owned by Patriot LLC. W. Kirk Wycoff, James J. Lynch, Ira M. Lubert, and James J. Deutsch are general partners of the Funds and managing members of Patriot LLC.
- F3Messrs. Wycoff, Lynch, Lubert and Deutsch disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein and this report shall not be an admission that they are beneficial owners of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934.
- F4Stock Options vest at a rate of 20% per year commencing on July 1, 2011.