SEC Form 4 · accession 0001140361-15-007892
Cape Bancorp, Inc. · CBNJ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Roy Goldberg
Director
Period of report
Feb 17, 2015
Accepted (ET)
Feb 19, 2015 · 11:45 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001411303
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 17, 2015 | A | 1,000 | $0.00 | A | 3,375 | D | |
| Common Stock | holding | — | — | — | 223 | I | By son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $9.04 | holding | — | — | — | Sep 16, 2014 | Sep 16, 2023 | Common Stock | 2,950 | 2,950 | D |
Explanation of responses
- F1Shares of Restricted Stock vest at 100% on February 17, 2016.
- F2Stock Options vest at a rate of 20% per year commencing on September 16, 2014.