SEC Form 4/A · accession 0001140361-15-004125
Cape Bancorp, Inc. · CBNJ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Althea Skeels
Director
Period of report
Dec 12, 2014
Accepted (ET)
Feb 4, 2015 · 5:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001411303
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 18, 2014 | L | 34 | $10.75 | A | 7,462 | D | |
| Common Stock | Feb 18, 2014 | L | 23 | $10.75 | A | 4,118 | I | By IRA |
| Common Stock | May 27, 2014 | L | 35 | $10.50 | A | 7,497 | D | |
| Common Stock | May 27, 2014 | L | 24 | $10.50 | A | 4,142 | I | By IRA |
| Common Stock | Aug 18, 2014 | L | 36 | $10.25 | A | 7,533 | D | |
| Common Stock | Aug 18, 2014 | L | 24 | $10.25 | A | 4,166 | I | By IRA |
| Common Stock | Nov 18, 2014 | L | 40 | $9.26 | A | 7,573 | D | |
| Common Stock | Nov 18, 2014 | L | 27 | $9.26 | A | 4,193 | I | By IRA |
| Common Stock | Dec 12, 2014 | P | 1,000 | $9.35 | A | 8,573 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $9.04 | holding | — | — | — | Sep 16, 2014 | Sep 16, 2023 | Common Stock | 2,950 | 2,950 | D |
Explanation of responses
- F1Stock Options vest at a rate of 20% per year commencing on September 16, 2014.