SEC Form 4 · accession 0001411207-19-000034
Allison Transmission Holdings Inc · ALSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Coll
Officer — SVP, Global MSS
Period of report
Feb 20, 2019
Accepted (ET)
Feb 22, 2019 · 2:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001411207
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $49.60 | Feb 20, 2019 | A | 11,052 | A | — | Feb 20, 2029 | Common Stock | 11,052 | 11,052 | D |
| Restricted Stock UnitsF2,F3 | — | Feb 20, 2019 | A | 3,684 | A | — | — | Common Stock | 3,684 | 3,684 | D |
Explanation of responses
- F1The option vests on February 20, 2022.
- F2Each restricted stock unit ("RSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock.
- F3The RSUs vest on February 20, 2022.