SEC Form 4 · accession 0001411207-18-000170
Allison Transmission Holdings Inc · ALSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Coll
Officer — SVP, Global MSS
Period of report
Jul 6, 2018
Accepted (ET)
Sep 5, 2018 · 3:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001411207
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 6, 2018 | G | 4,060 | $0.00 | D | 0 | D | |
| Common Stock | Jul 6, 2018 | G | 4,060 | $0.00 | A | 8,906 | I | By John Coll Living Trust dated 5/2/2005 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Dividend Equivalent RightsF2 | — | Aug 31, 2018 | A | 45 | A | — | — | Common Stock | 45 | 371 | D |
Explanation of responses
- F1Represents a transfer of shares to the John Coll Living Trust dated 5/2/2005.
- F2The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.