SEC Form 4 · accession 0001411207-18-000136
Allison Transmission Holdings Inc · ALSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randall R. Kirk
Officer — SVP, Prod Eng & Prod Teams
Period of report
Jun 26, 2018
Accepted (ET)
Jun 28, 2018 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001411207
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 26, 2018 | M | 5,420 | $30.23 | A | 102,946 | D | |
| Common Stock | Jun 26, 2018 | M | 9,142 | $32.13 | A | 112,088 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $30.23 | Jun 26, 2018 | M | 5,420 | D | — | Feb 18, 2024 | Common Stock | 5,420 | 15,580 | D |
| Employee Stock Option (right to buy)F1 | $32.13 | Jun 26, 2018 | M | 9,142 | D | — | Feb 19, 2025 | Common Stock | 9,142 | 0 | D |
Explanation of responses
- F1This option is fully vested.