SEC Form 4 · accession 0001411207-18-000124
Allison Transmission Holdings Inc · ALSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
G Frederick Bohley
Officer — VP, CFO & Treasurer
Period of report
Jun 1, 2018
Accepted (ET)
Jun 4, 2018 · 3:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001411207
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $41.86 | Jun 1, 2018 | A | 4,959 | A | — | Jun 1, 2028 | Common Stock | 4,959 | 4,959 | D |
| Restricted Stock UnitsF2,F3 | — | Jun 1, 2018 | A | 1,653 | A | — | — | Common Stock | 1,653 | 1,653 | D |
Explanation of responses
- F1The option vests on June 1, 2021.
- F2Each restricted stock unit ("RSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock ("Common Stock"). RSUs earn dividend equivalents when dividends are declared on the Common Stock.
- F3The RSUs vest on June 1, 2021.