SEC Form 4 · accession 0001411207-18-000023
Allison Transmission Holdings Inc · ALSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David S. Graziosi
Officer — President and CFO
Period of report
Feb 7, 2018
Accepted (ET)
Feb 9, 2018 · 3:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001411207
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 7, 2018 | A | 7,718 | $0.00 | A | 196,841 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On February 19, 2015, the reporting person was granted performance-based restricted stock, with the number of restricted shares earned to be determined based on the extent to which certain performance conditions were met for a performance period of 2015-2017. As determined on February 7, 2018, based on the Company's actual performance for 2015-2017, the reporting person earned 7,718 restricted shares. Earned restricted shares will vest on February 19, 2018.
- F2The reporting person's beneficial ownership was overstated by 5,000 shares in prior filings dating back to December 2016. The amount of securities beneficially owned has been updated in this filing.