SEC Form 4 · accession 0001411207-18-000020
Allison Transmission Holdings Inc · ALSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dana JH Pittard
Officer — VP, Defense Programs
Period of report
Feb 7, 2018
Accepted (ET)
Feb 9, 2018 · 3:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001411207
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $43.30 | Feb 7, 2018 | A | 6,196 | A | — | Feb 7, 2028 | Common Stock | 6,196 | 6,196 | D |
| Restricted Stock UnitsF2,F3 | — | Feb 7, 2018 | A | 2,065 | A | — | — | Common Stock | 2,065 | 2,065 | D |
Explanation of responses
- F1The option vests on February 7, 2021.
- F2Each restricted stock unit ("RSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock.
- F3The RSUs vest on February 7, 2021.