SEC Form 4 · accession 0001411207-18-000006
Allison Transmission Holdings Inc · ALSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Dick
Officer — SVP, Ops and Purchasing
Period of report
Jan 9, 2018
Accepted (ET)
Jan 10, 2018 · 4:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001411207
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 9, 2018 | M | 6,565 | $30.23 | A | 39,496 | D | |
| Common StockF1 | Jan 9, 2018 | S | 6,565 | $45.00 | D | 32,931 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $30.23 | Jan 9, 2018 | M | 6,565 | D | — | Feb 18, 2024 | Common Stock | 6,565 | 0 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan dated November 6, 2017.
- F2The option vested on December 1, 2016.