SEC Form 4 · accession 0001411207-17-000023
Allison Transmission Holdings Inc · ALSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence E. Dewey
Officer — Chairman and CEO
Period of report
Feb 22, 2017
Accepted (ET)
Feb 24, 2017 · 3:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001411207
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $37.11 | Feb 22, 2017 | A | 58,679 | A | — | Feb 21, 2027 | Common Stock | 58,679 | 58,679 | D |
| Restricted Stock UnitsF2,F3 | — | Feb 22, 2017 | A | 29,339 | A | — | — | Common Stock | 29,339 | 29,339 | D |
Explanation of responses
- F1The option vests on February 22, 2020.
- F2Each restricted stock unit ("RSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock.
- F3The RSUs vest on February 22, 2020.