SEC Form 4 · accession 0001411207-17-000004
Allison Transmission Holdings Inc · ALSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David S. Graziosi
Officer — President, CFO and Treasurer
Period of report
Jan 31, 2017
Accepted (ET)
Feb 2, 2017 · 4:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001411207
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 31, 2017 | F | 4,738 | $34.98 | D | 194,123 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the withholding of restriced stock to satisfy tax withholding obligations upon vesting. On April 15, 2014, the reporting person received a grant of 50,000 shares of restricted stock, which vested as follows: 17,500 shares on January 31, 2015, 17,500 shares on January 31, 2016 and 15,000 shares on January 31, 2017.