SEC Form 4 · accession 0001411207-17-000002
Allison Transmission Holdings Inc · ALSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David S. Graziosi
Officer — President, CFO and Treasurer
Period of report
Jan 24, 2017
Accepted (ET)
Jan 26, 2017 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001411207
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 24, 2017 | M | 2,786 | $16.88 | A | 201,647 | D | |
| Common Stock | Jan 24, 2017 | S | 2,786 | $35.00 | D | 198,861 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $16.88 | Jan 24, 2017 | M | 2,786 | D | — | Nov 13, 2017 | Common Stock | 2,786 | 300,000 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- F2The option vested in five equal annual installments beginning on November 13, 2008.