SEC Form 4 · accession 0001411207-16-000443

Allison Transmission Holdings Inc · ALSN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President, CFO and Treasurer

Period of report

Dec 7, 2016

Accepted (ET)

Dec 9, 2016 · 4:03 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001411207

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Dec 7, 2016	M	20,776	$16.88	A	219,637	D
Common Stock^F2	Dec 7, 2016	S	20,776	$35.017	D	198,861	D
Common Stock	Dec 8, 2016	M	100,038	$16.88	A	298,899	D
Common Stock^F3	Dec 8, 2016	S	100,038	$35.0417	D	198,861	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F4	$16.88	Dec 7, 2016	M	20,776	D	—	Nov 13, 2017	Common Stock	20,776	404,224	D
Employee Stock Option (right to buy)^F4	$16.88	Dec 8, 2016	M	100,038	D	—	Nov 13, 2017	Common Stock	100,038	304,186	D

F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
F2This price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $35.0000 to $35.0600. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3This price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $35.0000 to $35.1900. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4The option vested in five equal annual installments beginning on November 13, 2008.