SEC Form 4 · accession 0001411207-16-000349
Allison Transmission Holdings Inc · ALSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francis Raborn
Director
Period of report
Aug 12, 2016
Accepted (ET)
Aug 16, 2016 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001411207
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 20, 2016 | G | 3,228 | $0.00 | D | 2,642 | D | |
| Common Stock | May 20, 2016 | G | 3,228 | $0.00 | A | 34,033 | I | By Francis Raborn Revocable Trust |
| Common StockF2,F3 | Aug 12, 2016 | A | 663 | $0.00 | A | 3,305 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents transfer of shares to the Francis Raborn Revocable Trust
- F2These shares respresent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Second Amended and Restated Non-Employee Director Compensation Policy. The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion.
- F3The number of shares of common stock received was calculated based on $28.24, which was the closing price of the Company's common stock on the date of grant.