SEC Form 4 · accession 0001411207-16-000208
Allison Transmission Holdings Inc · ALSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence E. Dewey
Officer — Chairman & CEO
Period of report
Jan 31, 2015
Accepted (ET)
Feb 2, 2016 · 4:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001411207
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 31, 2015 | F | 9,250 | $31.32 | D | 314,173 | D | |
| Common Stock | Jan 31, 2016 | F | 6,330 | $23.79 | D | 361,392 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the withholding of restriced stock to satisfy tax withholding obligations upon vesting. The reporting person received a grant of 60,000 shares of restricted stock, which vests in three equal annual installments beginning January 31, 2015.
- F2The amount of securities beneficially owned is based on owernship as of January 31, 2015. Forms 4 filed by the reporting person from January 31, 2015 through February 2, 2016 mistakenly included 9,250 shares withheld to satisfy tax withholding obligations on January 31, 2015.