SEC Form 4 · accession 0001411207-16-000206
Allison Transmission Holdings Inc · ALSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David S. Graziosi
Officer — President, CFO and Treasurer
Period of report
Jan 31, 2015
Accepted (ET)
Feb 2, 2016 · 4:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001411207
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 31, 2015 | F | 5,533 | $31.32 | D | 187,510 | D | |
| Common Stock | Jan 31, 2016 | F | 5,539 | $23.79 | D | 198,440 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the withholding of restriced stock to satisfy tax withholding obligations upon vesting. The reporting person received a grant of 50,000 shares of restricted stock, which vests as follows: 17,500 shares on January 31, 2015, 17,500 shares on January 31, 2016 and 15,000 shares on January 31, 2017.
- F2The amount of securities beneficially owned is based on owernship as of January 31, 2015. Forms 4 filed by the reporting person from January 31, 2015 through February 2, 2016 mistakenly included 5,533 shares withheld to satisfy tax withholding obligations on January 31, 2015.