SEC Form 4 · accession 0001411207-15-000120
Allison Transmission Holdings Inc · ALSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David L. Parish
Officer — Sr. VP, Ops and Purchasing
Period of report
Jun 22, 2015
Accepted (ET)
Jun 24, 2015 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001411207
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3 | Jun 22, 2015 | M | 500 | $12.66 | A | 47,028 | D | |
| Common StockF2,F3 | Jun 22, 2015 | S | 304 | $30.5401 | D | 46,724 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4 | $12.66 | Jun 22, 2015 | M | 500 | D | — | Sep 30, 2017 | Common Stock | 500 | 145,951 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- F2The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $30.5200 to $30.5801. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3The Form 4s filed on December 17, 2014 and February 23, 2015 incorrectly included 23,700 shares of common stock the Reporting Person had sold on May 30, 2014, as reported in a Form 4 filed on June 3, 2014. The amount of securities beneficially owned by the Reporting Person has been corrected in this Form 4.
- F4The option vested in five equal annual installments beginning on August 7, 2008.