SEC Form 4 · accession 0001411207-15-000084
Allison Transmission Holdings Inc · ALSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randall R. Kirk
Officer — SVP, Prod Eng & Prod Teams
Period of report
May 5, 2015
Accepted (ET)
May 7, 2015 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001411207
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 5, 2015 | M | 1,500 | $8.44 | A | 45,142 | D | |
| Common Stock | May 5, 2015 | S | 1,500 | $31.24 | D | 43,642 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $8.44 | May 5, 2015 | M | 1,500 | D | — | Sep 30, 2017 | Common Stock | 1,500 | 6,000 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- F2Option vested in three equal installments beginning August 7, 2008.