SEC Form 4 · accession 0001411207-15-000077
Allison Transmission Holdings Inc · ALSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kosty Gilis
Director
Period of report
Mar 20, 2015
Accepted (ET)
Mar 24, 2015 · 4:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001411207
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 20, 2015 | A | 1,558 | $0.00 | A | 1,558 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Mar 20, 2015 | A | 935 | A | — | — | Common Stock | 935 | 935 | D |
Explanation of responses
- F1The common stock award represents the reporting person's annual retainer, prorated for partial service.
- F2The RSUs represent the reporting person's annual equity award, prorated for partial service.
- F3Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc.'s (the "Company") common stock. The RSUs vest on the date of the next annual meeting of stockholders of the Company. Unvested RSUs earn dividend equivalents when dividend are declared on the Company's common stock.