SEC Form 4 · accession 0001411207-15-000075
Allison Transmission Holdings Inc · ALSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian A Bernasek
Director
Period of report
Mar 20, 2015
Accepted (ET)
Mar 24, 2015 · 4:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001411207
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF1,F2 | — | Mar 20, 2015 | A | 4,488 | A | — | — | Common Stock | 4,488 | 4,488 | D |
Explanation of responses
- F1The deferred stock units ("DSUs") represent the portion of the reporting person's annual retainer, annual equity award and committee fees, prorated for partial service.
- F2Each DSU is the economic equivalent of one share of the Allison Transmission Holdings, Inc.'s (the "Company") common stock. The portion of the DSUs representing the annual retainer, or 2,494 DSUs, and committee fees, or 124 DSUs, vest immediately and the portion of the DSUs representing the annual equity award, or 1,870 DSUs, vest on the date of the next annual meeting of the stockholders of the Company. The DSUs become payable, in common stock, or at the Company's election, cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.