SEC Form 4 · accession 0001411207-15-000032
Allison Transmission Holdings Inc · ALSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randall R. Kirk
Officer — SVP, Prod Eng & Prod Teams
Period of report
Feb 24, 2015
Accepted (ET)
Feb 26, 2015 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001411207
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 24, 2015 | M | 75,000 | $12.66 | A | 118,642 | D | |
| Common StockF1 | Feb 24, 2015 | S | 75,000 | $32.1119 | D | 43,642 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $12.66 | Feb 24, 2015 | M | 75,000 | D | — | Oct 21, 2019 | Common Stock | 75,000 | 58,471 | D |
Explanation of responses
- F1The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $32.0000 to $32.3000. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2Option vested in three equal installments beginning October 1, 2010.