SEC Form 4 · accession 0001411207-15-000030
Allison Transmission Holdings Inc · ALSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sharon L. Dean
Officer — VP, Quality and Reliability
Period of report
Feb 19, 2015
Accepted (ET)
Feb 23, 2015 · 5:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001411207
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $32.13 | Feb 19, 2015 | A | 3,932 | A | — | Feb 18, 2025 | Common Stock | 3,932 | 3,932 | D |
| Restricted Stock UnitsF2,F3 | — | Feb 19, 2015 | A | 1,966 | A | — | — | Common Stock | 1,966 | 1,966 | D |
Explanation of responses
- F1The option vests on February 19, 2018.
- F2Each restricted stock unit ("RSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock.
- F3The RSU vests on February 19, 2018.