SEC Form 4 · accession 0001411207-15-000028
Allison Transmission Holdings Inc · ALSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence E. Dewey
Officer — Chairman, President & CEO
Period of report
Feb 19, 2015
Accepted (ET)
Feb 23, 2015 · 5:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001411207
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 19, 2015 | A | 30,470 | $0.00 | A | 353,893 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $32.13 | Feb 19, 2015 | A | 60,940 | A | — | Feb 18, 2025 | Common Stock | 60,940 | 60,940 | D |
Explanation of responses
- F1Represents a grant of restricted stock, which vests on February 19, 2018.
- F2The option vests on February 19, 2018.