SEC Form 4 · accession 0001411207-15-000016
Allison Transmission Holdings Inc · ALSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric C. Scroggins
Officer — VP, General Counsel & Sec
Period of report
Feb 19, 2015
Accepted (ET)
Feb 23, 2015 · 5:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001411207
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $32.13 | Feb 19, 2015 | A | 4,470 | A | — | Feb 18, 2025 | Common Stock | 4,470 | 4,470 | D |
| Restricted Stock UnitsF2,F3 | — | Feb 19, 2015 | A | 2,235 | A | — | — | Common Stock | 2,235 | 2,235 | D |
Explanation of responses
- F1The option vests on February 19, 2018.
- F2Each restricted stock unit ("RSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock.
- F3The RSUs vest on February 19, 2018.