SEC Form 4 · accession 0000913849-18-000198

Allison Transmission Holdings Inc · ALSN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Apr 18, 2018

Accepted (ET)

Apr 20, 2018 · 6:12 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001411207

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Apr 18, 2018	S	17,800	$42.2789	D	673,100	I	By Areljay II LLC
Common Stock^F1,F2	Apr 18, 2018	S	59,492	$42.2789	D	2,261,903	I	By The Crown Fund
Common Stock^F1,F2	Apr 18, 2018	S	31,000	$42.2789	D	1,096,561	I	By The Crown Fund II
Common Stock^F1,F2	Apr 19, 2018	S	8,200	$41.6862	D	664,900	I	By Areljay II LLC
Common Stock^F1,F2	Apr 19, 2018	S	27,539	$41.6862	D	2,234,364	I	By The Crown Fund
Common Stock^F1,F2	Apr 19, 2018	S	13,800	$41.6862	D	1,082,761	I	By The Crown Fund II
Common Stock^F1,F2	Apr 20, 2018	S	18,100	$41.264	D	646,800	I	By Areljay II LLC
Common Stock^F1,F2	Apr 20, 2018	S	60,697	$41.264	D	2,173,667	I	By The Crown Fund
Common Stock^F1,F2	Apr 20, 2018	S	29,600	$41.264	D	1,053,161	I	By The Crown Fund II
Common Stock^F2	holding	—	—		—	19,900	I	By HCNI II, LLC
Common Stock	holding	—	—		—	41,900	D

No Table II lines on this filing.

F1These shares were sold in compliance with a Rule 10b5-1 sales plan entered into on February 17, 2018.
F2These shares are held by the identified entities in which trusts established for the benefit of the reporting person's wife and children indirectly own interests. The reporting person is President and Chief Executive Officer of Longview Asset Management, LLC, which, by virtue of managing the investments of such entities, may be deemed to beneficially own the shares held by such entities. The reporting person disclaims beneficial ownership of the shares held by these entities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.