SEC Form 4 · accession 0000911916-16-000685
Allison Transmission Holdings Inc · ALSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Coll
Officer — SVP, Global MSS
Period of report
Oct 13, 2016
Accepted (ET)
Oct 13, 2016 · 3:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001411207
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Oct 13, 2016 | A | 21,000 | A | — | — | Common Stock | 21,000 | 21,000 | D |
Explanation of responses
- F1Each restricted stock units ("RSUs") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. (the "Company") common stock.
- F2The RSUs vest in equal installments on July 1, 2017, 2018 and 2019.